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He is a FINRA Series 7 registered representative. Domenick is also assisting the firm’s institutional trading desk and providing trading and allocation support.

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The discount brokerage allegedly let day some traders using borrowed money keep on trading -- even though the value of their holdings fell below regulatory.

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New data on OTC equity trading now available, says FINRA

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All days in the selected date range are used. – The percentage of each trading venue's total trading volume over the consolidated trading volume.

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FINRA Rule 11810 - Buy-In Procedures. five business days after the date the particular physical certificate(s). Division of Trading and Markets, SEC Michael A.

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